Securities Law

We have expertise regarding Securities Laws, especially in areas dealing with private placement offerings, corporate governance issues and employment issues. We also represent shareholders or bondholders in securities violations claims. A few of our specialized areas of expertise include:

  • Private Offerings
  • SEC Exemption Filings
  • Executive Compensation Plans
  • Nonqualified and Qualified Stock Option Plans
  • Incentive Stock Option Plans
  • Stock Appreciation Rights
  • Employee Stock Purchase Plans
  • SEC Compliance
  • Blue Sky Laws Compliance
  • Municipal Bonds
  • Taxable Bonds
  • Securities Litigation
  • Derivative Suits